SEC Suspends Trading In Mobile Broadband Service Provider GRUI
The SEC suspends trading in Grupo Resilient International, which claims to operate mobile broadband trailers for Hurricane Harvey relief efforts in Texas.
SEC Suspends Accountant Over IT Service Provider Audit
The SEC has suspended and fined an accountant for the faulty audit of ContinuityX Solutions, an IT service provider accused of financial fraud.
SEC Proposes Business Continuity, Data Backup Rules
The proposed SEC rule would require registered investment advisers to adopt & implement written business continuity plans. Will IT service providers profit?